Kate Wilson, CFA, is an equity analyst. Wilson enters two
Kate Wilson, CFA, is an equity analyst. Wilson enters two
Kate Wilson, CFA, is an equity analyst. Wilson enters two transactions for herpersonal account. Wilson sells 500 shares ofTibon, Inc., a stock on which herfirm currently has a “Buy” recommendation. Wilson buys 200 shares of Hayfield Co., and the following day issues a research report on the Hayfield with a “Buy”recommendation. Has Wilson violated the Code and Standards?
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